Division Enforcement Actions
1998 - Present
While the Division is continually adding actions taken in previous years, the majority of actions are recent. Older actions are available for non-depository licensees on the NMLS Consumer Access website.
Click the column header to sort. Use the search bar to filter results.
| Respondents ▲▼ | NMLS No. ▲▼ |
Case No. ▲▼ |
License Type ▲▼ | Final Order Date ▲▼ |
Restitution CMP ▲▼ |
Summary ▲▼ | Documents ▲▼ |
|---|---|---|---|---|---|---|---|
|
Haws, Inc. |
1946451 |
M2024-102 |
None |
2024-11-06 |
None |
Cease and Desist Order due to unlicensed mortgage lender activity |
|
|
Brian Gregory Bullock |
2171533 |
M2024-11 |
Mortage Loan Originator |
2024-10-07 |
None |
License revocation |
|
|
James Michael Cooke |
174794 |
M2023-68 |
Mortgage Loan Originator |
2024-09-19 |
None |
License suspension |
|
|
Thomas Maack Insurance Agency Inc |
337722 |
M2024-26 |
Mortgage Broker |
2024-06-28 |
$1,000 |
Failure to file report |
|
|
Hometown Lenders, Inc. |
65084 |
M2023-89 |
Mortgage Broker and Lender |
2023-12-28 |
$75,000 |
Revocation of Licenses |
|
|
Char Erein Ruppel |
99445 |
M2023-59 |
Mortgage Loan Originator |
2024-04-03 |
None |
License suspension |
|
|
Maiya Antanette Brown |
2089310 |
M2023-98 |
Mortgage Loan Originator |
2024-04-03 |
None |
License suspension |
|
|
WI Quality Development LLC, a Domestic LLC, dba Pass Cash Investing, aka Pass Cash, aka Passcash and Pass Cash Investing, LLC, a Domestic Limited Liability Company |
N/A |
M2023-72 |
N/A |
2023-09-11 |
$2,500 |
Permanent Cease & Desist |
|
|
Hometown Lenders, Inc. |
65084 |
M2023-88 |
Mortgage Servicer |
2023-11-21 |
None |
Permanent Cease & Desist |
|
|
Paige Nicole Rastall |
2422614 |
M2022-92 |
Mortgage Loan Originator |
2023-08-07 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Platinum Mortgage, Inc. |
864523 |
M2023-45 |
Mortgage Broker |
2023-07-06 |
$1000 (stayed for two years) |
Failure to file MCR |
|
|
Angela Marie Granados |
2362657 |
M2023-8 |
Mortgage Loan Originator |
2023-05-24 |
None |
License revocation |
|
|
Jeffrey Lenard Moore |
846468 |
M2022-20 |
Mortgage Loan Originator |
2023-02-10 |
None |
License revocation |
|
|
Christian David Quezada |
111936 |
M2022-91 |
Mortgage Loan Originator |
2023-02-07 |
None |
Denial of License |
|
|
William Anthony Schaffer III |
21276 |
M2022-101 |
Mortgage Loan Originator |
2023-01-25 |
None |
Denial of License |
|
|
FTX Lend Inc. |
2354253 |
M2022-103 |
Consumer Loan |
2022-12-27 |
None |
Failure to file Advance Change Notice |
|
|
Shawn Edward Diebold |
174789 |
M2022-8 |
Mortgage Loan Originator |
2022-12-08 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Zoe Talah Miles |
2233403 |
M2022-15 |
Mortgage Loan Originator |
2022-11-22 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Abdelkarim Mohsen Hassan |
2180752 |
M2021-76 |
Mortgage Loan Originator |
2022-11-15 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Premier Family Mortgage LLC |
2019244 |
M2022-75 |
Mortgage Broker |
2022-11-10 |
None |
Failure to file report |
|
|
Huy Duc Tran |
400710 |
M2022-4 |
Mortgage Loan Originator |
2022-11-04 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Adrianna Yvonne Ramos |
1669532 |
M2021-64 |
Mortgage Loan Originator |
2022-10-26 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Jason Howard Rosenthal |
22484 |
M2020-54 |
Mortgage Loan Originator |
2022-10-18 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Corvi Jason Urling |
163870 |
M2021-98 |
Mortgage Loan Originator |
2022-10-18 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Kristopher Michael Kast |
1903952 |
M2022-6 |
Mortgage Loan Originator |
2022-10-17 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Todd Anthony Hughes |
2010919 |
M2021-118 |
Mortgage Loan Originator |
2022-10-17 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Jeffrey Michael Blais |
1211628 |
M2021-21 |
Mortgage Loan Originator |
2022-10-17 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
John Henry Williams |
197245 |
M2018-37 |
Mortgage Loan Originator |
2022-10-14 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Corneilus Bernard Domineek Moore |
2002764 |
M2021-82 |
Mortgage Loan Originator |
2022-09-13 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Dipika Ramesh Patel |
951285 |
M2022-40 |
Mortgage Loan Originator |
2022-09-13 |
None |
Denial of License |
|
|
Christopher Arthur McDaniel |
1048567 |
M2020-74 |
Mortgage Loan Originator |
2022-07-29 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Gregory Glenn Schulte |
1458820 |
M2019-43 |
Mortgage Loan Originator |
2022-07-29 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Cynthia Midory Rivera |
630296 |
M2022-37 |
Mortgage Loan Originator |
2022-07-29 |
None |
Denial of License |
|
|
Shane Anton Inman |
2180225 |
M2021-86 |
Mortgage Loan Originator |
2022-07-29 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Richie James Hightower |
216125 |
M2022-26 |
Mortgage Loan Originator |
2022-06-22 |
None |
Denial of License |
|
|
TraVaughn Deangelo Paschal |
2031648 |
M2021-90 |
Mortgage Loan Originator |
2022-07-22 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Diamond Chanel Mason |
1362352 |
M2021-69 |
Mortgage Loan Originator |
2022-05-17 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Jeremy Paul Arndt |
1672499 |
M2021-111 |
Mortgage Loan Originator |
2022-05-17 |
None |
License suspension due to failure to respond to Division. |
|
|
Omar Macedo |
2098701 |
M2021-72 |
Mortgage Loan Originator |
2022-03-23 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Cristobal Lara Garcia |
1049418 |
M2021-53 |
Mortgage Loan Originator |
2021-06-22 |
None |
License revocation |
|
|
Botella, Inc. |
1718304 |
M2021-45 |
Mortgage Broker |
2021-06-14 |
CMP - $1,000 |
Failure to file report |
|
|
Brad Alan Bowling |
242040 |
M2021-43 |
Mortgage Loan Originator |
2021-06-04 |
None |
License revocation |
|
|
Ghazaleh Amjad |
1733574 |
M2021-9 |
Mortgage Loan Originator |
2021-06-04 |
None |
License revocation |
|
|
Jason Edward Scalese |
28183 |
M2020-64 |
Mortgage Loan Originator |
2021-04-15 |
None |
License denial |
|
|
Diversified Mortgage Corporation; |
311894 |
M2016-45 |
Mortgage Broker Mortgage Loan Originator |
2021-01-27 |
CMP - Waived per Consent Agreement |
License revocation |
|
|
West H&A, LLC; |
None |
M2019-77 |
None |
2020-11-25 |
CMP - $5,000 per Respondent Restitution - $7,79764 per Respondent |
Cease and Desist |
|
|
Matthew Chul Aldrich |
31690 |
M2019-74 |
Mortgage Loan Originator |
2020-02-04 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Edward Lawrence Chase |
1751382 |
M2019-11 |
Mortgage Loan Originator |
2020-01-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
John Franklin Murphy |
236868 |
M2019-72 |
Mortgage Loan Originator |
2020-01-27 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Ivan J. Rodriguez |
278378 |
M2019-8 |
Mortgage Loan Originator |
2019-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Antonio Glenn Neal |
571554 |
M2019-10 |
Mortgage Loan Originator |
2019-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Austin Earl Knisley |
1468336 |
M2018-19 |
Mortgage Loan Originator |
2019-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
David Martin Murow |
337242 |
M2019-54 |
Mortgage Loan Originator |
2019-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Isai Guerrero Ramirez |
1097587 |
M2019-52 |
Mortgage Loan Originator |
2019-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Rodrick Matthew Epps |
1534145 |
M2019-13 |
Mortgage Loan Originator |
2019-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Makclia Marquray Baldwin |
932467 |
M2019-58 |
Mortgage Loan Originator |
2019-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Frazier Lee Caldwell, Jr. |
693311 |
M2019-5 |
Mortgage Loan Originator |
2019-11-05 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Leonel Madrid Lopez |
312825 |
M2019-4 |
Mortgage Loan Originator |
2019-11-05 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Urban Fulfillment Services, LLC |
3707 |
M2019-30 |
Mortgage Servicer |
2019-10-08 |
CMP - $250 |
Failure to file report |
|
|
Heeth Proctor |
1417537 |
M2018-32 |
Mortgage Loan Originator |
2019-10-03 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Rodgerick Walker |
430013 |
M2018-35 |
Mortgage Loan Originator |
2019-10-03 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Jacob Tyler Peterson |
1387638 |
M2018-33 |
Mortgage Loan Originator |
2019-09-23 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
William John Litten |
1037235 |
M2018-48 |
Mortgage Loan Originator |
2019-09-23 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Paula Renee Zombra |
1042384 |
M2018-31 |
Mortgage Loan Originator |
2019-09-18 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Belinda Osborne |
470803 |
M2018-22 |
Mortgage Loan Originator |
2019-09-12 |
None |
Exam violations resulting in a consent agreement & license surrender |
|
|
Hafez Jamil Saleh |
1445052 |
M2018-50 |
Mortgage Loan Originator |
2019-09-09 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Keystone Mortgage Company; |
966553 271479 |
M2018-22 |
Mortgage Broker and Lender |
2019-09-04 |
None |
Exam violations resulting in a consent agreement & license surrender |
|
|
Holly Dickey |
1255862 |
M2018-22 |
Mortgage Loan Originator |
2019-08-29 |
CMP - $300 |
Exam violations resulting in consent agreement & CMP |
|
|
Dean Charles Grohs |
987714 |
M2018-14 |
Mortgage Loan Originator |
2019-04-29 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Timothy Robert Walker |
1431512 |
M2017-9 |
Mortgage Loan Originator |
2019-03-26 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Dean Hawkins Sibrans |
882808 |
M2018-56 |
Mortgage Loan Originator |
2019-03-26 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Resolve, LLC |
1585577 |
M2018-25 |
Mortgage Broker |
2019-02-22 |
CMP - $250 |
Failure to file report |
|
|
United Processing Services, Inc. |
382734 |
M2018-24 |
Mortgage Broker |
2019-01-07 |
CMP - $250 |
Failure to file report |
Notice (11/23/18) Notice (12/10/18) Final Order (01/07/19) Final Order w/Consent Agreement (03/13/19) |
|
Andrew John Thom |
1664950 |
M2017-49 |
Mortgage Loan Originator |
2018-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Joshua Philip Balbuena |
193101 |
M2017-15 |
Mortgage Loan Originator |
2018-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
William Dale Zebreski |
128144 |
M2017-50 |
Mortgage Loan Originator |
2018-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Lamont Rivet Sheppard |
1485505 |
M2018-4 |
Mortgage Loan Originator |
2018-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Jason Corey Fransos |
1024392 |
M2018-5 |
Mortgage Loan Originator |
2018-12-31 |
None |
License suspension due to non-compliance with conditional agreement |
Final Order (lifting suspension) |
|
Patrick James Grimes |
1225648 |
M2017-43 |
Mortgage Loan Originator |
2018-12-12 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Shauntelle Katrice Walker |
1482941 |
M2018-2 |
Mortgage Loan Originator |
2018-11-15 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Helena Marie Tupling |
1646635 |
M2017-44 |
Mortgage Loan Originator |
2018-11-15 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
John Michael Bose |
436456 |
M2017-37 |
Mortgage Loan Originator |
2018-11-15 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Jason Matthew Frank |
196666 |
M2017-48 |
Mortgage Loan Originator |
2018-10-05 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Teeyah Tene Griffin f/k/a Artis |
1044894 |
M2016-34 |
Mortgage Loan Originator |
2018-10-05 |
None |
License suspension due to non-compliance with conditional agreement later dismissed |
|
|
Freedom Mortgage Corporation |
2767 |
M2018-7 |
Mortgage Servicer |
2018-05-17 |
CMP - $5,000 |
Failure to report theft |
|
|
Willie Howell Welch III |
1447868 |
M2016-28 |
Mortgage Loan Originator |
2018-04-05 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Brett Patrick Starr |
1436112 |
M2017-28 |
Mortgage Loan Originator |
2018-04-05 |
None |
License suspension due to non-compliance with conditional agreement later dismissed |
|
|
Jennifer Irene Salwach |
1586951 |
M2017-10 |
Mortgage Loan Originator |
2018-04-05 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Stuart Elliot Moore |
65454 |
M2017-36 |
Mortgage Loan Originator |
2018-04-05 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Henry Kenneth Campbell |
1368609 |
M2017-39 |
Mortgage Loan Originator |
2018-04-05 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Ocwen Loan Servicing, LLC |
1852 |
M2017-16 |
Mortgage Servicer |
2017-10-02 |
CMP - $9,000 |
MMC exam violations |
|
|
Diversified Mortgage Corporation; James Koontz; Karen Olson |
311894 311876 |
M2016-45 |
Mortgage Broker Mortgage Loan Originator |
2017-09-27 |
CMP - $25,000 |
Exam violations |
|
|
Michael Shawn Spelts |
793575 |
M2016-47 |
Mortgage Loan Originator |
2017-09-06 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
LeeAnn Luu Ly |
1325838 |
M2017-33 |
Mortgage Loan Originator |
2017-09-06 |
None |
Material misstatement of fact in application resulting in a license denial |
|
|
Sodanny Pic |
1516756 |
M2016-44 |
Mortgage Loan Originator |
2017-08-16 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Interthinx Services, Inc. |
1121951 |
M2017-21 |
Mortgage Broker |
2017-08-07 |
CMP - $500 |
Failure to file report |
|
|
Trinity Financial Services, LLC |
1266631 |
M2017-20 |
Mortgage Servicer |
2017-07-25 |
CMP - $500 (paid 07/18/17) |
Failure to file report |
|
|
Reliance Lending Northwest, LLC |
147403 |
M2017-25 |
Mortgage Broker |
2017-07-25 |
CMP - $500 (paid 07/17/17) |
Failure to file report |
|
|
First Class Mortgage II, Inc. |
2520 |
M2017-22 |
Mortgage Broker |
2017-07-24 |
CMP - $500 (paid 07/12/17) |
Failure to file report |
|
|
Home Retention Services, Inc. |
189224 |
M2017-23 |
Mortgage Broker |
2017-07-24 |
CMP - $1000 (paid 07/06/17) |
Failure to file report |
|
|
Elsa Christina Fairall |
718401 |
M2015-46 |
Mortgage Loan Originator |
2017-02-21 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Arutyun Henry Vanyan |
727972 |
M2015-27 |
Mortgage Loan Originator |
2017-02-08 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Monet Lynn Estrellado-Martinez |
269718 |
M2015-39 |
Mortgage Loan Originator |
2017-02-07 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Todd Davidson Parker |
513239 |
M2016-27 |
Mortgage Loan Originator |
2016-12-21 |
None |
License suspension |
|
|
Christopher Robert Lambros |
188477 |
M2016-13 |
Mortgage Loan Originator |
2016-12-21 |
None |
License suspension due to non-compliance with conditional agreement |
|
|
Jason Michael Padilla |
630180 |
M2016-131 |
Mortgage Loan Originator |
2016-12-21 |
None |
Material misstatement of fact in application resulting in a license denial |
|
|
Geva Financial, LLC |
1404207 |
M2016-11 |
Consumer Loan |
2016-03-10 |
None |
License denial |
|
|
U Solutions Group, LLC |
None |
M2016-9 |
Deferred Deposit Lender |
2016-02-22 |
None |
Cease and desist order issued for engaging in unlicensed activity |
|
|
Nationstar Mortgage, LLC |
2119 |
M2015-14 |
Mortgage Servicer |
2015-06-24 |
CMP - $500 |
Failure to pay CMP issued in case number M2015-6 |
Notice |
|
Nationstar Mortgage, LLC |
2119 |
M2015-6 |
Mortgage Servicer |
2015-04-24 |
CMP - $1500 |
Consumer complaint resulting in violation. |
Notice |
|
Mountain Lake Mortgage Corporation |
270653 |
M2014-170 |
Mortgage Broker |
2014-10-07 |
CMP - $750 (stayed) |
Failure to file report |
|
|
Towne & Country Mortgage, Inc. |
386058 |
M2014-167 |
Mortgage Broker |
2014-10-06 |
CMP - $1,000 (stayed) |
Failure to file report |
|
|
Thelen Mortgage, Inc. |
219934 |
M2014-171 |
Mortgage Broker |
2014-09-27 |
CMP - $750 (stayed) |
Failure to file report |
|
|
Westgate Group LLC |
None |
M2014-133 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
Vista Holdings Group c/o Midland Company |
None |
M2014-132 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
VIP Payday Loan Shop |
None |
M2014-131 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
VIP Loan Shop |
None |
M2014-130 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
VIP Everest Cash Adv.com |
None |
M2014-129 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
VIP Everest |
None |
M2014-128 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
Vince Enterprises Ltd |
None |
M2014-127 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
Vandelier Group, LLC |
None |
M2014-126 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
United Holdings Group |
None |
M2014-125 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
Triple Services, LLC |
None |
M2014-124 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
Titan Group LLC |
None |
M2014-123 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
TIOR Capital LLC |
None |
M2014-122 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
The Seven Group LLC |
None |
M2014-121 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
The Cash Line |
None |
M2014-119 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
|
|
Summit Group LLC |
None |
M2014-118 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
St. Armands Group |
None |
M2014-117 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
St Armands Group |
None |
M2014-116 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
SSM Group LLC (Nevis) |
None |
M2014-115 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
SSM Group, LLC (Kansas City) |
None |
M2014-114 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Shorline Online LLC |
None |
M2014-113 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Sandpoint Capital LL |
None |
M2014-112 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Sagamore |
None |
M2014-111 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Red Leaf Payday Loan |
None |
M2014-110 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
QuickCash |
None |
M2014-109 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Quick Cash |
None |
M2014-108 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Ply |
None |
M2014-107 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Payday Yes (Columbia, TN) |
None |
M2014-106 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Payday Yes (Belize, CA) |
None |
M2014-105 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Payday Loan Yes |
None |
M2014-104 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Paradise Cash Advance |
None |
M2014-103 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Pack Management Group |
None |
M2014-102 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
ODP Solutions LLC |
None |
M2014-101 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Online Advance |
None |
M2014-100 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
NetCash 123 |
None |
M2014-99 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Net Cash Processing |
None |
M2014-98 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
National Group LLC |
None |
M2014-97 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Namakan Capital LLC |
None |
M2014-96 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
My Next Day Cash |
None |
M2014-95 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Mountain Top Service |
None |
M2014-94 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Money Power Line of Credit |
None |
M2014-93 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Money and More Inc. |
None |
M2014-92 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Mesa Financial |
None |
M2014-91 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Mass Street Group |
None |
M2014-90 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Liberty Group LLC |
None |
M2014-89 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Knox Ventures LLC |
None |
M2014-88 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Kenwood Services |
None |
M2014-87 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
JHS Marketing |
None |
M2014-86 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Integrity Payday Loan |
None |
M2014-84 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Insight Capital LLC |
None |
M2014-83 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Impact Payment Solutions |
None |
M2014-82 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Hydra Financial Limited Fund IV (Encino, CA) |
None |
M2014-81 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Hydra Financial Limited Fund II (Wellington, New Zealand) |
None |
M2014-80 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Hydra Financial Limited Fund I (Encino, CA) |
None |
M2014-79 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Hydra Financial Limited Fund II (Encino, CA) |
None |
M2014-78 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Hydra Financial Limited Fund I (Wellington, New Zealand) |
None |
M2014-77 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Hydra Financial Limited Fund IV (Wellington, New Zealand) |
None |
M2014-76 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Huskhawk Group LTD |
None |
M2014-75 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Horizon Opportunities |
None |
M2014-74 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Greenwood Holding Gr |
None |
M2014-73 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Global Group Holdings LLC |
None |
M2014-72 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Global Group Holing |
None |
M2014-71 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Fox Enterprises |
None |
M2014-70 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Fast E Funds |
None |
M2014-67 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Fast Cash Advance |
None |
M2014-66 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
EZMoney Payday Loans |
None |
M2014-65 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
EZMoney Loan Services |
None |
M2014-64 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Everest Cash Advance.com |
None |
M2014-62 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Everest Cash Advance |
None |
M2014-61 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Everest Cash Adv.com |
None |
M2014-60 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
E Payday Loan |
None |
M2014-59 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Cutter Group LLC |
None |
M2014-57 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
DJR Group LLC |
None |
M2014-56 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
CMG Group LLC (Nevis) |
None |
M2014-55 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
CMG Group LLC (Missouri) |
None |
M2014-54 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Cash Yes |
None |
M2014-49 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Cash Supply |
None |
M2014-48 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Cash Jar |
None |
M2014-47 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Cash Advance Payday Loan to 10 |
None |
M2014-45 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Bottom Dollar Payday Loan |
None |
M2014-44 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Bottom Dollar |
None |
M2014-43 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
BMG PaydayMay |
None |
M2014-42 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
BMG Payday |
None |
M2014-41 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
BMG |
None |
M2014-40 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Authorized Payday |
None |
M2014-39 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Archway Holdings |
None |
M2014-38 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Anasazi Services LLC |
None |
M2014-37 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Anasazi Group LLC |
None |
M2014-36 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Alpine Direct Services LLC |
None |
M2014-35 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Alpine Direct Service |
None |
M2014-34 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Allied Cash Advance Colorado LLC |
None |
M2014-33 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Action Payday Loan |
None |
M2014-31 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Ace Cash Express, Inc. |
None |
M2014-30 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Ace Cash Express |
None |
M2014-29 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Ace Cash |
None |
M2014-28 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Ace |
None |
M2014-26 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
AAA Payday Advance |
None |
M2014-25 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
GTI Holdings |
None |
M2014-22 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
CashCall Inc |
None |
M2014-19 |
Consumer Loan Deferred Deposit Lender |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
Payday Services |
None |
M2014-14 |
Consumer Loan Deferred Deposit |
2014-06-10 |
None |
Cease and desist order issued for unlicensed activity. |
Cease and Desist Order |
|
VIP PDL Services aka The VIP Loan Shop aka eFinancesupport.com; Norther Resolution Group, LLC |
None |
M2014-8 |
Consumer Loan Deferred Deposit |
2014-05-23 |
None |
Cease and desist order issued for unlicensed activity. |
Notice Cease and Desist Order w/Consent Agreement |
|
PHH Mortgage Corporation |
2726 |
M2014-10 |
Mortgage Broker |
2014-04-15 |
CMP - $1,000 |
Consumer complaint resulting in violation. |
|
|
Geneva-Roth Capital, Inc. aka Geneva Roth Ventures, Inc. d/b/a Loan Point USA |
None |
M2014-176 |
Consumer Loan Deferred Deposit |
2014-03-19 |
Restitution - $233,000 |
Class action lawsuit regarding unlicensed activity. |
Final Order - Conditional Order of Final Approval of Settlement |
|
Jose Ignacio Cortez aka Jose Ignacio Saucedo |
1093805 |
M2013- 22 |
Mortgage Loan Originator |
2014-02-25 |
None |
License revoked |
Notice |
|
CC Brown Law, LLC d/b/a the Law Offices of C.C. Brown |
None |
2010-58 2011-6 |
Mortgage Broker |
2013-09-05 |
None |
Respondent engaged in unlicensed activity |
Cease & Desist Order Notice Order of Dismissal of Contested Cases
|
|
Henry Melgarejo; CPA Express Group, Inc.; MyIRSTax.com |
None |
M2013-2 |
Mortgage Broker Mortgage Loan Originator |
2013-06-05 |
CMP - $2,500 (stayed) Restitution - $1,495 |
Respondents engaged in unlicensed activity |
Notice Final Order w/Consent Agreement |
|
Beneficial Financial I, Inc. |
2048 |
2012-0027-MS |
Mortgage Servicer |
2013-02-14 |
CMP - $5,000 |
Consumer complaint |
|
|
Rent-A-Center West, Inc. d/b/a Rent-A-Center Financial Services d/b/a RAC Financial Services |
None |
2012-0020-DDL-B |
Deferred Deposit |
2013-01-03 |
CMP - $1,000 |
Failure to file report |
Notice Final Order w/Consent Agreement |
|
Rent-A-Center West, Inc. d/b/a Rent-A-Center Financial Services d/b/a RAC Financial Services |
None |
2012-0020-CL-A |
Consumer Loan |
2013-01-03 |
CMP - $1,000 |
Failure to file report |
Notice Final Order w/Consent Agreement |
|
Ascent Home Loans, Inc. |
None |
2012-28-ML |
Mortgage Lender |
2012-09-25 |
CMP - $1,000 |
Failure to pay CMP |
Notice Final Order w/Consent Agreement |
|
American Platinum Financial Services, Inc.; Daniel Kelly; Kathy Sorenson; Sylvia Bounds |
None |
2011-36 |
Mortgage Broker Mortgage Loan Originator |
2013-02-13 |
Restitution - $2,440 CMP - $5,000 |
Respondents engaged in unlicensed activity |
Notice Final Order Order Granting Motion for Reconsideration and Restitution Notice of Entry of Judgment |
|
PHH Mortgage Corporation; Brian Angers; Brian Duckenfield; Christina Victor; Dawn Bowen; Elise Gerard; Gabrielle Stillwell; Gary Hart; Gina Damiani; Heather Consalvi; Howard Christenson; Jackie Meisinger; Jennifer Davis; Jennifer Vickers; Jessica Matthews; Joe Friel; Joseph Campbell; Kathleen Dixon; Kristin Shmukler; Leslie Schmidt; Marianne Piston; Maureen Dicarlantonio; Mike Damiani; Rachael Johnson; Samuel Jacobs; Sandy Condey; Scott Toone; Shawn Whitman |
2726 34884 33471 |
2012-0018-MBLO |
Mortgage Lender Mortgage Loan Originator |
2012-09-25 |
CMP - $28,000 |
Respondents engaged in unlicensed activity |
|
|
Gregory Davison d/b/a Signature Mortgage Group |
Mortgage Broker |
2012-09-19 |
CMP - $10,000 ($9,300 stayed) |
Failure to timley pay examination fee |
Final Order w/Consent Agreement |
||
|
Direct Financial Association, Inc.; Direct Financial Services; Hank Phillip McCoy; Michael Horus Ryan |
None |
2012-25 |
Mortgage Broker |
2012-09-18 |
Restitution - $2,000 |
Respondents engaged in unlicensed activity |
Notice Final Order w/Consent Agreement |
|
CUSource, LLC |
480969 |
2012-24 |
Mortgage Broker Mortgage Servicer Mortgage Loan Originator |
2012-08-28 |
CMP - $20,000 |
Respondent engaged in unlicensed activity |
|
|
Fidelity One Credit Corporation |
None |
2012-0023-CL-TTL |
Title Loan Consumer Loan |
2012-08-13 |
None |
Respondent engaged in unlicensed activity |
Notice Final Order w/Consent Agreement |
|
John Fayle d/b/a Whitefish Mortgage Company |
Mortgage Broker Mortgage Loan Originator |
2012-08-02 |
None |
Exam violation |
Final Order w/Consent Agreement |
||
|
Mann Mortgage, LLC; Darla D. Hirst; Roland Iverson |
148617 300022 149293 |
2012-0011-MBLO |
Mortgage Broker Mortgage Loan Originator |
2012-07-20 |
CMP - $1,000 |
Failure to provide required disclosures |
Notice |
|
Tharon J. Wendt |
280325 310854 |
2012-0009-MBLO |
Mortgage Broker Mortgage Loan Originator |
2012-06-26 |
CMP - $1,000 |
Respondent engaged in unlicensed activity and failred to provide required disclosure |
Notice Final Order w/Consent Agreement |
|
Pam Hansen Alfred |
276800 276066 |
2012-0006-MBLO |
Mortgage Broker Mortgage Loan Originator |
2012-06-26 |