Division Enforcement Actions
1998 - Present
While the Division is continually adding actions taken in previous years, the majority of actions are recent. Older actions are available for non-depository licensees on the NMLS Consumer Access website.
Click the column header to sort. Use the search bar to filter results.
| Respondents ▲▼ | NMLS No. ▲▼ |
Case No. ▲▼ |
License Type ▲▼ | Final Order Date ▲▼ |
Restitution CMP ▲▼ |
Summary ▲▼ | Documents ▲▼ |
|---|---|---|---|---|---|---|---|
| WI Quality Development LLC, a Domestic LLC, dba Pass Cash Investing, aka Pass Cash, aka Passcash and Pass Cash Investing, LLC, a Domestic Limited Liability Company | N/A | M2023-72 | N/A | 2023-09-11 | $2,500 | Permanent Cease & Desist | |
| Paige Nicole Rastall | 2422614 | M2022-92 | Mortgage Loan Originator | 2023-08-07 | None | License suspension due to non-compliance with conditional agreement | |
| Platinum Mortgage, Inc. | 864523 | M2023-45 | Mortgage Broker | 2023-07-06 | $1000 (stayed for two years) | Failure to file MCR | |
| Angela Marie Granados | 2362657 | M2023-8 | Mortgage Loan Originator | 2023-05-24 | None | License revocation | |
| Jeffrey Lenard Moore | 846468 | M2022-20 | Mortgage Loan Originator | 2023-02-10 | None | License revocation | |
| Christian David Quezada | 111936 | M2022-91 | Mortgage Loan Originator | 2023-02-07 | None | Denial of License | |
| William Anthony Schaffer III | 21276 | M2022-101 | Mortgage Loan Originator | 2023-01-25 | None | Denial of License | |
| FTX Lend Inc. | 2354253 | M2022-103 | Consumer Loan | 2022-12-27 | None | Failure to file Advance Change Notice | |
| Shawn Edward Diebold | 174789 | M2022-8 | Mortgage Loan Originator | 2022-12-08 | None | License suspension due to non-compliance with conditional agreement | |
| Zoe Talah Miles | 2233403 | M2022-15 | Mortgage Loan Originator | 2022-11-22 | None | License suspension due to non-compliance with conditional agreement | |
| Abdelkarim Mohsen Hassan | 2180752 | M2021-76 | Mortgage Loan Originator | 2022-11-15 | None | License suspension due to non-compliance with conditional agreement | |
| Premier Family Mortgage LLC | 2019244 | M2022-75 | Mortgage Broker | 2022-11-10 | None | Failure to file report | |
| Huy Duc Tran | 400710 | M2022-4 | Mortgage Loan Originator | 2022-11-04 | None | License suspension due to non-compliance with conditional agreement | |
| Adrianna Yvonne Ramos | 1669532 | M2021-64 | Mortgage Loan Originator | 2022-10-26 | None | License suspension due to non-compliance with conditional agreement | |
| Jason Howard Rosenthal | 22484 | M2020-54 | Mortgage Loan Originator | 2022-10-18 | None | License suspension due to non-compliance with conditional agreement | |
| Corvi Jason Urling | 163870 | M2021-98 | Mortgage Loan Originator | 2022-10-18 | None | License suspension due to non-compliance with conditional agreement | |
| Kristopher Michael Kast | 1903952 | M2022-6 | Mortgage Loan Originator | 2022-10-17 | None | License suspension due to non-compliance with conditional agreement | |
| Todd Anthony Hughes | 2010919 | M2021-118 | Mortgage Loan Originator | 2022-10-17 | None | License suspension due to non-compliance with conditional agreement | |
| Jeffrey Michael Blais | 1211628 | M2021-21 | Mortgage Loan Originator | 2022-10-17 | None | License suspension due to non-compliance with conditional agreement | |
| John Henry Williams | 197245 | M2018-37 | Mortgage Loan Originator | 2022-10-14 | None | License suspension due to non-compliance with conditional agreement | |
| Corneilus Bernard Domineek Moore | 2002764 | M2021-82 | Mortgage Loan Originator | 2022-09-13 | None | License suspension due to non-compliance with conditional agreement | |
| Dipika Ramesh Patel | 951285 | M2022-40 | Mortgage Loan Originator | 2022-09-13 | None | Denial of License | |
| Christopher Arthur McDaniel | 1048567 | M2020-74 | Mortgage Loan Originator | 2022-07-29 | None | License suspension due to non-compliance with conditional agreement | |
| Gregory Glenn Schulte | 1458820 | M2019-43 | Mortgage Loan Originator | 2022-07-29 | None | License suspension due to non-compliance with conditional agreement | |
| Cynthia Midory Rivera | 630296 | M2022-37 | Mortgage Loan Originator | 2022-07-29 | None | Denial of License | |
| Shane Anton Inman | 2180225 | M2021-86 | Mortgage Loan Originator | 2022-07-29 | None | License suspension due to non-compliance with conditional agreement | |
| Richie James Hightower | 216125 | M2022-26 | Mortgage Loan Originator | 2022-06-22 | None | Denial of License | |
| TraVaughn Deangelo Paschal | 2031648 | M2021-90 | Mortgage Loan Originator | 2022-07-22 | None | License suspension due to non-compliance with conditional agreement | |
| Diamond Chanel Mason | 1362352 | M2021-69 | Mortgage Loan Originator | 2022-05-17 | None | License suspension due to non-compliance with conditional agreement | |
| Jeremy Paul Arndt | 1672499 | M2021-111 | Mortgage Loan Originator | 2022-05-17 | None | License suspension due to failure to respond to Division. | |
| Omar Macedo | 2098701 | M2021-72 | Mortgage Loan Originator | 2022-03-23 | None | License suspension due to non-compliance with conditional agreement | |
| Cristobal Lara Garcia | 1049418 | M2021-53 | Mortgage Loan Originator | 2021-06-22 | None | License revocation | |
| Botella, Inc. | 1718304 | M2021-45 | Mortgage Broker | 2021-06-14 | CMP - $1,000 (stayed) |
Failure to file report | |
| Brad Alan Bowling | 242040 | M2021-43 | Mortgage Loan Originator | 2021-06-04 | None | License revocation | |
| Ghazaleh Amjad | 1733574 | M2021-9 | Mortgage Loan Originator | 2021-06-04 | None | License revocation | |
| Jason Edward Scalese | 28183 | M2020-64 | Mortgage Loan Originator | 2021-04-15 | None | License denial | |
| Diversified Mortgage Corporation; James Koontz; Karen Olson |
311894 311876 313331 |
M2016-45 M2016-41 |
Mortgage Broker Mortgage Loan Originator |
2021-01-27 | CMP - Waived per Consent Agreement | License revocation | |
|
West H&A, LLC; |
None | M2019-77 | None | 2020-11-25 |
CMP - $5,000 per Respondent Resititution - $7,79764 per Respondent |
Cease and Desist | |
| Matthew Chul Aldrich | 31690 | M2019-74 | Mortgage Loan Originator | 2020-02-04 | None | License suspension due to non-compliance with conditional agreement | |
| Edward Lawrence Chase | 1751382 | M2019-11 | Mortgage Loan Originator | 2020-01-31 | None | License suspension due to non-compliance with conditional agreement | |
| John Franklin Murphy | 236868 | M2019-72 | Mortgage Loan Originator | 2020-01-27 | None | License suspension due to non-compliance with conditional agreement | |
| Ivan J. Rodriguez | 278378 | M2019-8 | Mortgage Loan Originator | 2019-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Antonio Glenn Neal | 571554 | M2019-10 | Mortgage Loan Originator | 2019-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Austin Earl Knisley | 1468336 | M2018-19 | Mortgage Loan Originator | 2019-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| David Martin Murow | 337242 | M2019-54 | Mortgage Loan Originator | 2019-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Isai Guerrero Ramirez | 1097587 | M2019-52 | Mortgage Loan Originator | 2019-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Rodrick Matthew Epps | 1534145 | M2019-13 | Mortgage Loan Originator | 2019-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Makclia Marquray Baldwin | 932467 | M2019-58 | Mortgage Loan Originator | 2019-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Frazier Lee Caldwell, Jr. | 693311 | M2019-5 | Mortgage Loan Originator | 2019-11-05 | None | License suspension due to non-compliance with conditional agreement | |
| Leonel Madrid Lopez | 312825 | M2019-4 | Mortgage Loan Originator | 2019-11-05 | None | License suspension due to non-compliance with conditional agreement | |
| Urban Fulfillment Services, LLC | 3707 | M2019-30 | Mortgage Servicer | 2019-10-08 | CMP - $250 (paid 12/09/19) |
Failure to file report | |
| Heeth Proctor | 1417537 | M2018-32 | Mortgage Loan Originator | 2019-10-03 | None | License suspension due to non-compliance with conditional agreement | |
| Rodgerick Walker | 430013 | M2018-35 | Mortgage Loan Originator | 2019-10-03 | None | License suspension due to non-compliance with conditional agreement | |
| Jacob Tyler Peterson | 1387638 | M2018-33 | Mortgage Loan Originator | 2019-09-23 | None | License suspension due to non-compliance with conditional agreement | |
| William John Litten | 1037235 | M2018-48 | Mortgage Loan Originator | 2019-09-23 | None | License suspension due to non-compliance with conditional agreement | |
| Paula Renee Zombra | 1042384 | M2018-31 | Mortgage Loan Originator | 2019-09-18 | None | License suspension due to non-compliance with conditional agreement | |
| Belinda Osborne | 470803 | M2018-22 | Mortgage Loan Originator | 2019-09-12 | None | Exam violations resulting in a consent agreement & license surrender | |
| Hafez Jamil Saleh | 1445052 | M2018-50 | Mortgage Loan Originator | 2019-09-09 | None | License suspension due to non-compliance with conditional agreement | |
|
Keystone Mortgage Company; |
966553 271479 |
M2018-22 |
Mortgage Broker and Lender |
2019-09-04 | None | Exam violations resulting in a consent agreement & license surrender | |
| Holly Dickey | 1255862 | M2018-22 | Mortgage Loan Originator | 2019-08-29 | CMP - $300 (paid 09/06/19) |
Exam violations resulting in consent agreement & CMP | |
| Dean Charles Grohs | 987714 | M2018-14 | Mortgage Loan Originator | 2019-04-29 | None | License suspension due to non-compliance with conditional agreement | |
| Timothy Robert Walker | 1431512 | M2017-9 | Mortgage Loan Originator | 2019-03-26 | None | License suspension due to non-compliance with conditional agreement | |
| Dean Hawkins Sibrans | 882808 | M2018-56 | Mortgage Loan Originator | 2019-03-26 | None | License suspension due to non-compliance with conditional agreement | |
| Resolve, LLC | 1585577 | M2018-25 | Mortgage Broker | 2019-02-22 | CMP - $250 (paid 03/29/19) |
Failure to file report | |
| United Processing Services, Inc. | 382734 | M2018-24 | Mortgage Broker | 2019-01-07 | CMP - $250 (paid 02/19/19) |
Failure to file report |
Notice (11/23/18) Notice (12/10/18) Final Order (01/07/19) Final Order w/Consent Agreement (03/13/19) |
| Andrew John Thom | 1664950 | M2017-49 | Mortgage Loan Originator | 2018-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Joshua Philip Balbuena | 193101 | M2017-15 | Mortgage Loan Originator | 2018-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| William Dale Zebreski | 128144 | M2017-50 | Mortgage Loan Originator | 2018-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Lamont Rivet Sheppard | 1485505 | M2018-4 | Mortgage Loan Originator | 2018-12-31 | None | License suspension due to non-compliance with conditional agreement | |
| Jason Corey Fransos | 1024392 | M2018-5 | Mortgage Loan Originator | 2018-12-31 | None | License suspension due to non-compliance with conditional agreement |
Final Order (lifting suspension) |
| Patrick James Grimes | 1225648 | M2017-43 | Mortgage Loan Originator | 2018-12-12 | None | License suspension due to non-compliance with conditional agreement | |
| Shauntelle Katrice Walker | 1482941 | M2018-2 | Mortgage Loan Originator | 2018-11-15 | None | License suspension due to non-compliance with conditional agreement | |
| Helena Marie Tupling | 1646635 | M2017-44 | Mortgage Loan Originator | 2018-11-15 | None | License suspension due to non-compliance with conditional agreement | |
| John Michael Bose | 436456 | M2017-37 | Mortgage Loan Originator | 2018-11-15 | None | License suspension due to non-compliance with conditional agreement | |
| Jason Matthew Frank | 196666 | M2017-48 | Mortgage Loan Originator | 2018-10-05 | None | License suspension due to non-compliance with conditional agreement | |
| Teeyah Tene Griffin f/k/a Artis | 1044894 | M2016-34 | Mortgage Loan Originator | 2018-10-05 | None | License suspension due to non-compliance with conditional agreement later dismissed | |
| Freedom Mortgage Corporation | 2767 | M2018-7 | Mortgage Servicer | 2018-05-17 | CMP - $5,000 (paid 05/25/18) |
Failure to report theft | |
| Willie Howell Welch III | 1447868 | M2016-28 | Mortgage Loan Originator | 2018-04-05 | None | License suspension due to non-compliance with conditional agreement | |
| Brett Patrick Starr | 1436112 | M2017-28 | Mortgage Loan Originator | 2018-04-05 | None | License suspension due to non-compliance with conditional agreement later dismissed | |
| Jennifer Irene Salwach | 1586951 | M2017-10 | Mortgage Loan Originator | 2018-04-05 | None | License suspension due to non-compliance with conditional agreement | |
| Stuart Elliot Moore | 65454 | M2017-36 | Mortgage Loan Originator | 2018-04-05 | None | License suspension due to non-compliance with conditional agreement | |
| Henry Kenneth Campbell | 1368609 | M2017-39 | Mortgage Loan Originator | 2018-04-05 | None | License suspension due to non-compliance with conditional agreement | |
| Ocwen Loan Servicing, LLC | 1852 | M2017-16 | Mortgage Servicer | 2017-10-02 | CMP - $9,000 (paid 10/31/17) |
MMC exam violations | |
| Diversified Mortgage Corporation; James Koontz; Karen Olson |
311894 311876 |
M2016-45 | Mortgage Broker Mortgage Loan Originator |
2017-09-27 | CMP - $25,000 (paid 01/19/18) |
Exam violations | |
| Michael Shawn Spelts | 793575 | M2016-47 | Mortgage Loan Originator | 2017-09-06 | None | License suspension due to non-compliance with conditional agreement | |
| LeeAnn Luu Ly | 1325838 | M2017-33 | Mortgage Loan Originator | 2017-09-06 | None | Material misstatement of fact in application resulting in a license denial | |
| Sodanny Pic | 1516756 | M2016-44 | Mortgage Loan Originator | 2017-08-16 | None | License suspension due to non-compliance with conditional agreement | |
| Interthinx Services, Inc. | 1121951 | M2017-21 | Mortgage Broker | 2017-08-07 |
CMP - $500 |
Failure to file report | |
| Trinity Financial Services, LLC | 1266631 | M2017-20 | Mortgage Servicer | 2017-07-25 | CMP - $500 (paid 07/18/17) |
Failure to file report | |
| Reliance Lending Northwest, LLC | 147403 | M2017-25 | Mortgage Broker | 2017-07-25 | CMP - $500 (paid 07/17/17) |
Failure to file report | |
| First Class Mortgage II, Inc. | 2520 | M2017-22 | Mortgage Broker | 2017-07-24 | CMP - $500 (paid 07/12/17) |
Failure to file report | |
| Home Retention Services, Inc. | 189224 | M2017-23 | Mortgage Broker | 2017-07-24 | CMP - $1000 (paid 07/06/17) |
Failure to file report | |
| Elsa Christina Fairall | 718401 | M2015-46 | Mortgage Loan Originator | 2017-02-21 | None | License suspension due to non-compliance with conditional agreement | |
| Arutyun Henry Vanyan | 727972 | M2015-27 | Mortgage Loan Originator | 2017-02-08 | None | License suspension due to non-compliance with conditional agreement | |
| Monet Lynn Estrellado-Martinez | 269718 | M2015-39 | Mortgage Loan Originator | 2017-02-07 | None | License suspension due to non-compliance with conditional agreement | |
| Todd Davidson Parker | 513239 | M2016-27 | Mortgage Loan Originator | 2016-12-21 | None | License suspension | |
| Christopher Robert Lambros | 188477 | M2016-13 | Mortgage Loan Originator | 2016-12-21 | None | License suspension due to non-compliance with conditional agreement | |
| Jason Michael Padilla | 630180 | M2016-131 | Mortgage Loan Originator | 2016-12-21 | None | Material misstatement of fact in application resulting in a license denial | |
| Geva Financial, LLC | 1404207 | M2016-11 | Consumer Loan | 2016-03-10 | None | License denial | |
| U Solutions Group, LLC | None | M2016-9 | Deferred Deposit Lender | 2016-02-22 | None | Cease and desist order issued for engaging in unlicensed activity | |
| Nationstar Mortgage, LLC | 2119 | M2015-14 | Mortgage Servicer | 2015-06-24 | CMP - $500 | Failure to pay CMP issued in case number M2015-6 |
Notice |
| Nationstar Mortgage, LLC | 2119 | M2015-6 | Mortgage Servicer | 2015-04-24 | CMP - $1500 | Consumer complaint resulting in violation. |
Notice |
| Mountain Lake Mortgage Corporation | 270653 | M2014-170 | Mortgage Broker | 2014-10-07 | CMP - $750 (stayed) |
Failure to file report | |
| Towne & Country Mortgage, Inc. | 386058 | M2014-167 | Mortgage Broker | 2014-10-06 | CMP - $1,000 (stayed) |
Failure to file report | |
| Thelen Mortgage, Inc. | 219934 | M2014-171 | Mortgage Broker | 2014-09-27 | CMP - $750 (stayed) |
Failure to file report | |
| Westgate Group LLC | None | M2014-133 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Vista Holdings Group c/o Midland Company | None | M2014-132 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| VIP Payday Loan Shop | None | M2014-131 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| VIP Loan Shop | None | M2014-130 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| VIP Everest Cash Adv.com | None | M2014-129 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| VIP Everest | None | M2014-128 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Vince Enterprises Ltd | None | M2014-127 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Vandelier Group, LLC | None | M2014-126 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| United Holdings Group | None | M2014-125 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Triple Services, LLC | None | M2014-124 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Titan Group LLC | None | M2014-123 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| TIOR Capital LLC | None | M2014-122 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| The Seven Group LLC | None | M2014-121 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| The Cash Line | None | M2014-119 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Summit Group LLC | None | M2014-118 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| St. Armands Group | None | M2014-117 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| St Armands Group | None | M2014-116 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| SSM Group LLC (Nevis) | None | M2014-115 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| SSM Group, LLC (Kansas City) | None | M2014-114 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Shorline Online LLC | None | M2014-113 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Sandpoint Capital LL | None | M2014-112 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Sagamore | None | M2014-111 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Red Leaf Payday Loan | None | M2014-110 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| QuickCash | None | M2014-109 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Quick Cash | None | M2014-108 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Ply | None | M2014-107 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Payday Yes (Columbia, TN) | None | M2014-106 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Payday Yes (Belize, CA) | None | M2014-105 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Payday Loan Yes | None | M2014-104 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Paradise Cash Advance | None | M2014-103 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Pack Management Group | None | M2014-102 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| ODP Solutions LLC | None | M2014-101 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Online Advance | None | M2014-100 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| NetCash 123 | None | M2014-99 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Net Cash Processing | None | M2014-98 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| National Group LLC | None | M2014-97 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Namakan Capital LLC | None | M2014-96 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| My Next Day Cash | None | M2014-95 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Mountain Top Service | None | M2014-94 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Money Power Line of Credit | None | M2014-93 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Money and More Inc. | None | M2014-92 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Mesa Financial | None | M2014-91 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Mass Street Group | None | M2014-90 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Liberty Group LLC | None | M2014-89 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Knox Ventures LLC | None | M2014-88 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Kenwood Services | None | M2014-87 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| JHS Marketing | None | M2014-86 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Integrity Payday Loan | None | M2014-84 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Insight Capital LLC | None | M2014-83 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Impact Payment Solutions | None | M2014-82 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Hydra Financial Limited Fund IV (Encino, CA) | None | M2014-81 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Hydra Financial Limited Fund II (Wellington, New Zealand) | None | M2014-80 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Hydra Financial Limited Fund I (Encino, CA) | None | M2014-79 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Hydra Financial Limited Fund II (Encino, CA) | None | M2014-78 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Hydra Financial Limited Fund I (Wellington, New Zealand) | None | M2014-77 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Hydra Financial Limited Fund IV (Wellington, New Zealand) | None | M2014-76 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Huskhawk Group LTD | None | M2014-75 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Horizon Opportunities | None | M2014-74 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Greenwood Holding Gr | None | M2014-73 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Global Group Holdings LLC | None | M2014-72 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Global Group Holing | None | M2014-71 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Fox Enterprises | None | M2014-70 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Fast E Funds | None | M2014-67 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Fast Cash Advance | None | M2014-66 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| EZMoney Payday Loans | None | M2014-65 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| EZMoney Loan Services | None | M2014-64 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
|
Everest Cash Advance.com |
None | M2014-62 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Everest Cash Advance | None | M2014-61 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Everest Cash Adv.com | None | M2014-60 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| E Payday Loan | None | M2014-59 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Cutter Group LLC | None | M2014-57 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| DJR Group LLC | None | M2014-56 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| CMG Group LLC (Nevis) | None | M2014-55 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| CMG Group LLC (Missouri) | None | M2014-54 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Cash Yes | None | M2014-49 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Cash Supply | None | M2014-48 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Cash Jar | None | M2014-47 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Cash Advance Payday Loan to 10 | None | M2014-45 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Bottom Dollar Payday Loan | None | M2014-44 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Bottom Dollar | None | M2014-43 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| BMG PaydayMay | None | M2014-42 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| BMG Payday | None | M2014-41 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| BMG | None | M2014-40 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Authorized Payday | None | M2014-39 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Archway Holdings | None | M2014-38 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Anasazi Services LLC | None | M2014-37 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Anasazi Group LLC | None | M2014-36 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Alpine Direct Services LLC | None | M2014-35 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Alpine Direct Service | None | M2014-34 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Allied Cash Advance Colorado LLC | None | M2014-33 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Action Payday Loan | None | M2014-31 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Ace Cash Express, Inc. | None | M2014-30 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Ace Cash Express | None | M2014-29 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Ace Cash | None | M2014-28 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Ace | None | M2014-26 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| AAA Payday Advance | None | M2014-25 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| GTI Holdings | None | M2014-22 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| CashCall Inc | None | M2014-19 | Consumer Loan Deferred Deposit Lender |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| Payday Services | None | M2014-14 | Consumer Loan Deferred Deposit |
2014-06-10 | None | Cease and desist order issued for unlicensed activity. | Cease and Desist Order |
| VIP PDL Services aka The VIP Loan Shop aka eFinancesupport.com; Norther Resolution Group, LLC |
None | M2014-8 | Consumer Loan Deferred Deposit |
2014-05-23 | None | Cease and desist order issued for unlicensed activity. |
Notice Cease and Desist Order w/Consent Agreement |
| PHH Mortgage Corporation | 2726 | M2014-10 | Mortgage Broker | 2014-04-15 | CMP - $1,000 | Consumer complaint resulting in violation. | |
| Geneva-Roth Capital, Inc. aka Geneva Roth Ventures, Inc. d/b/a Loan Point USA | None | M2014-176 | Consumer Loan Deferred Deposit |
2014-03-19 | Resititution - $233,000 | Class action lawsuit regarding unlicensed activity. |
Final Order - Conditional Order of Final Approval of Settlement |
| Jose Ignacio Cortez aka Jose Ignacio Saucedo | 1093805 | M2013- 22 | Mortgage Loan Originator | 2014-02-25 | None | License revoked |
Notice |
| CC Brown Law, LLC d/b/a the Law Offices of C.C. Brown | None | 2010-58 2011-6 |
Mortgage Broker |
2013-09-05 | None | Respondent engaged in unlicensed activity |
Cease & Desist Order Notice Order of Dismissal of Contested Cases
|
| Henry Melgarejo; CPA Express Group, Inc.; MyIRSTax.com |
None | M2013-2 | Mortgage Broker Mortgage Loan Originator |
2013-06-05 | CMP - $2,500 (stayed) Restitution - $1,495 |
Respondents engaged in unlicensed activity |
Notice Final Order w/Consent Agreement |
|
Beneficial Financial I, Inc. |
2048 |
2012-0027-MS | Mortgage Servicer | 2013-02-14 | CMP - $5,000 | Consumer complaint | |
| Rent-A-Center West, Inc. d/b/a Rent-A-Center Financial Services d/b/a RAC Financial Services | None | 2012-0020-DDL-B | Deferred Deposit | 2013-01-03 | CMP - $1,000 | Failure to file report |
Notice Final Order w/Consent Agreement |
| Rent-A-Center West, Inc. d/b/a Rent-A-Center Financial Services d/b/a RAC Financial Services | None | 2012-0020-CL-A | Consumer Loan | 2013-01-03 | CMP - $1,000 | Failure to file report |
Notice Final Order w/Consent Agreement |
| Ascent Home Loans, Inc. | None | 2012-28-ML | Mortgage Lender | 2012-09-25 | CMP - $1,000 | Failure to pay CMP |
Notice Final Order w/Consent Agreement |
| American Platinum Financial Services, Inc.; Daniel Kelly; Kathy Sorenson; Sylvia Bounds |
None | 2011-36 | Mortgage Broker Mortgage Loan Originator |
2013-02-13 | Restitution - $2,440 CMP - $5,000 |
Respondents engaged in unlicensed activity |
Notice Final Order Order Granting Motion for Reconsideration and Restitution Notice of Entry of Judgment |
| PHH Mortgage Corporation; Brian Angers; Brian Duckenfield; Christina Victor; Dawn Bowen; Elise Gerard; Gabrielle Stillwell; Gary Hart; Gina Damiani; Heather Consalvi; Howard Christenson; Jackie Meisinger; Jennifer Davis; Jennifer Vickers; Jessica Matthews; Joe Friel; Joseph Campbell; Kathleen Dixon; Kristin Shmukler; Leslie Schmidt; Marianne Piston; Maureen Dicarlantonio; Mike Damiani; Rachael Johnson; Samuel Jacobs; Sandy Condey; Scott Toone; Shawn Whitman |
2726 34884 33471 |
2012-0018-MBLO | Mortgage Lender Mortgage Loan Originator |
2012-09-25 | CMP - $28,000 | Respondents engaged in unlicensed activity | |
| Gregory Davison d/b/a Signature Mortgage Group |
Mortgage Broker |
2012-09-19 | CMP - $10,000 ($9,300 stayed) |
Failure to timley pay examination fee | Final Order w/Consent Agreement | ||
| Direct Financial Association, Inc.; Direct Financial Services; Hank Phillip McCoy; Michael Horus Ryan |
None | 2012-25 |
Mortgage Broker |
2012-09-18 | Restitution - $2,000 | Respondents engaged in unlicensed activity |
Notice Final Order w/Consent Agreement |
| CUSource, LLC | 480969 | 2012-24 | Mortgage Broker Mortgage Servicer Mortgage Loan Originator |
2012-08-28 | CMP - $20,000 | Respondent engaged in unlicensed activity | |
| Fidelity One Credit Corporation | None | 2012-0023-CL-TTL | Title Loan Consumer Loan |
2012-08-13 | None | Respondent engaged in unlicensed activity |
Notice Final Order w/Consent Agreement |
| John Fayle d/b/a Whitefish Mortgage Company | Mortgage Broker Mortgage Loan Originator |
2012-08-02 | None | Exam violation | Final Order w/Consent Agreement | ||
| Mann Mortgage, LLC; Darla D. Hirst; Roland Iverson |
148617 300022 149293 |
2012-0011-MBLO | Mortgage Broker Mortgage Loan Originator |
2012-07-20 | CMP - $1,000 | Failure to provide required disclosures |
Notice |
| Tharon J. Wendt | 280325 310854 |
2012-0009-MBLO | Mortgage Broker Mortgage Loan Originator |
2012-06-26 | CMP - $1,000 | Respondent engaged in unlicensed activity and failred to provide required disclosure |
Notice Final Order w/Consent Agreement |
| Pam Hansen Alfred | 276800 276066 |
2012-0006-MBLO | Mortgage Broker Mortgage Loan Originator |
2012-06-26 |